NAB Wealth (MLC)
November 2014 – June 2017
- Meet compliance reporting obligations
- Amend documentation to reflect superannuation changes
- Ensure new business, maintenance and payments teams comply with expanded regulatory requirements.
- Ensure client meets compliance reporting obligations.
- Develop procedures to assist business teams obtain the required data and complete compliance reports.
- Prepare and review deeds of amendment, based on prepared templates, to support superannuation changes.
- Update existing work instructions to ensure existing teams comply with additional regulatory requirements.
- Develop work instructions for a new team established to provide support for the additional regulatory requirements.
- Develop procedures to assist business teams compile the required data and complete compliance reports.